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Outsourcing by Investment Advisers - SIFMA - Outsourcing by …
WebNov 9, 2024 · On October 26, 2024, the Securities and Exchange Commission (SEC) issued a new rule proposal that would prohibit registered investment advisers (IAs) from … WebOutsourcing by Investment Advisers Proposed Oversight, Due Diligence, Monitoring and Recordkeeping Requirements Seek to Address SEC Observations Regarding Investment … tour discounts
SEC Proposes Rule for Outsourcing by Investment Advisers
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